Hennessy Advisors, Inc. (HNNA)
Nasdaq: HNNA · Investment Advice · Novato, CA · filing with the SEC since 2001
Grade5.9
◀ Past 3.5● Present 6.2▶ Future 7.8
Who owns Hennessy Advisors, Inc.
As filed with the SECHolders of 5% or more
1
Seaport Global Asset Management LLC holds 5.2% of Common stock, no par value, as its SCHEDULE 13G filed Feb 3, 2026 says.
Directors and officers
12
report now, of 12 people on the record since 2006. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 1 named at left.
Holders of 5% or moreshare of the class, as filed
Seaport Global Asset Management LLC
SCHEDULE 13G · filed Feb 3, 2026 · Common stock, no par value
What HNNA reports owning in othersstakes of 5% or more, and other ties
Its Form 13F-HR for Jun 30, 2026 lists 325 holdings. The record carries no value for them.
Insider tradesForm 4
7sales
0purchases
0sales on a scheduled plan
4people selling
$200,000sold, in dollars
$0bought, in dollars
Open-market trades on Form 4 from Oct 1, 2025 to Oct 1, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2026 runs to Oct 1, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window4 of 12 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| Fahy Kathryn | SVP and CFO | 1 | $100,000 | 0 | 0 | $0 |
| Steadman Daniel B | Executive VP | 1 | $100,000 | 0 | 0 | $0 |
| Newton Kiera | director | 4 | $0 | 0 | 0 | $0 |
| Seavey Thomas L | director | 1 | $0 | 0 | 0 | $0 |