Hennessy Advisors, Inc. (HNNA)
Nasdaq: HNNA · Investment Advice · Novato, CA · filing with the SEC since 2001
Grade5.9
◀ Past 3.5● Present 6.2▶ Future 7.8
Who runs Hennessy Advisors, Inc.
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Hennessy Neil J
CEO. First filing Feb 2006, latest Sep 22, 2026, 10 filings in all.
Officers reporting now
4
of 12 people with a filing in the last fifteen months
Directors reporting now
8
12 people on the record since 2006
Officerssales are open-market, Oct 1, 2025 to Oct 1, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Steadman Daniel B | Executive VP | Jan 2006 | Oct 1, 2026 | 1 · $100,000 |
| Hennessy Neil J | CEO | Feb 2006 | Sep 22, 2026 | none |
| Nilsen Teresa M | President, COO and Secretary | Jan 2006 | Sep 22, 2026 | none |
| Fahy Kathryn | SVP and CFO | Feb 2018 | Sep 22, 2026 | 1 · $100,000 |
Directorssales are open-market, Oct 1, 2025 to Oct 1, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Newton Kiera | director | Apr 2022 | Sep 30, 2026 | 4 · $0.00 |
| Seavey Thomas L | director | Jan 2006 | Sep 28, 2026 | 1 · $0.00 |
| Hansel Henry | director | Jan 2006 | Sep 22, 2026 | none |
| Hennessy Brian A | director | Jan 2006 | Sep 22, 2026 | none |
| Knight Oriordan Lydia D | director | Dec 2021 | Sep 22, 2026 | none |
| Libarle Daniel G | director | Jan 2006 | Sep 22, 2026 | none |
| Pomilia Susan Weber | director | Apr 2014 | Sep 22, 2026 | none |
| Offenbach Rodger | director | Jan 2006 | Sep 19, 2025 | none |
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.