Company Analysis

Horizon Technology Finance Corporation (HRZN)

Nasdaq: HRZN · Farmington, CT · filing with the SEC since 2010
Grade4.0
◀ Past 4.0● Present 3.2▶ Future 5.2
5 est.

Filings

400 filings since 2017 beside 62 insider forms · Accelerated filer · read from EDGAR on Nov 13, 2026
Due nextAccelerated filer
10-K Annual report for the fiscal year ending Dec 31, 2026Accelerated filers have 75 days after the fiscal year ends. by Mar 16, 2027
10-Q Quarterly report for the quarter ending Mar 31, 2027Accelerated filers have 40 days after the quarter ends; quarter ends are taken to the month end. by May 10, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. Last time, the results release (8-K item 2.02) came 36 days after the quarter ended. The proxy statement was last filed May 14, 2026.

Filings a yearinsider forms included
4136455052465056
20192020202120222023202420252026

2026 counts to Nov 13, 2026.

Auditor change (8-K item 4.01): 1 time in the last 36 months, the newest May 14, 2026.Officer or director change (8-K item 5.02): 3 times in the last 36 months, the newest Apr 14, 2026.SEC letters: 2 in the last 36 months, the newest Dec 30, 2024.
Insider forms 62

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Nov 5, 2026 8-K items 8.01, 9.01 Other event · Current report
Nov 5, 2026 8-K items 2.02, 9.01 Results released · Current report
Nov 5, 2026 10-Q Quarterly report Sep 30, 2026
Sep 9, 2026 8-K items 1.01, 9.01 Major agreement signed · Current report Sep 2, 2026
Sep 4, 2026 40-17G Form 40-17G
Aug 4, 2026 8-K items 8.01, 9.01 Other event · Current report
Aug 4, 2026 10-Q Quarterly report Jun 30, 2026
Aug 4, 2026 8-K items 2.02, 9.01 Results released · Current report
Jun 26, 2026 8-K item 5.07 Shareholder vote · Current report
May 14, 2026 8-K items 4.01, 9.01 Auditor change · Current report May 13, 2026
May 14, 2026 DEF 14A Proxy statement Jun 26, 2026
May 5, 2026 10-Q Quarterly report Mar 31, 2026
May 5, 2026 8-K items 8.01, 9.01 Other event · Current report
May 5, 2026 8-K items 2.02, 9.01 Results released · Current report
Apr 30, 2026 10-K/A Annual report, amended Dec 31, 2025
Apr 16, 2026 POS EX Form POS EX
Apr 14, 2026 8-K items 1.01, 2.01, 5.02, 7.01, 9.01 Major agreement signed; Purchase or sale of a business completed; Officer or director change; Investor disclosure (Regulation FD) · Current report Apr 13, 2026
Mar 19, 2026 8-K items 1.01, 7.01, 9.01 Major agreement signed; Investor disclosure (Regulation FD) · Current report
Mar 16, 2026 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report
Mar 13, 2026 8-K item 5.07 Shareholder vote · Current report
Mar 11, 2026 DEFA14A Extra proxy material
Mar 11, 2026 424B3 Shelf offering
Mar 10, 2026 425 Merger communication
Mar 6, 2026 425 Merger communication
Mar 6, 2026 8-K item 8.01 Other event · Current report
Mar 6, 2026 424B3 Shelf offering
Mar 4, 2026 425 Merger communication
Mar 4, 2026 425 Merger communication
Mar 3, 2026 10-K Annual report Dec 31, 2025
Mar 3, 2026 8-K items 8.01, 9.01 Other event · Current report
Mar 3, 2026 8-K items 2.02, 9.01 Results released · Current report
Mar 3, 2026 425 Merger communication
Feb 27, 2026 40-33 Form 40-33
Feb 11, 2026 8-K items 1.01, 9.01 Major agreement signed · Current report Feb 6, 2026
Feb 11, 2026 425 Merger communication
Feb 6, 2026 40-33 Form 40-33
Feb 4, 2026 425 Merger communication
Jan 29, 2026 425 Merger communication
Jan 29, 2026 425 Merger communication
Jan 29, 2026 25-NSE Delisting notice from the exchange
40 of 400 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton HRZN · research, not advice