Horizon Technology Finance Corporation (HRZN)
Nasdaq: HRZN · Farmington, CT · filing with the SEC since 2010
Who runs Horizon Technology Finance Corporation
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Balkin Michael
Chief Executive Officer. First filing Jul 2023, latest Jun 10, 2026, 3 filings in all.
Officers reporting now
3
of 6 people with a filing in the last fifteen months
Directors reporting now
3
13 people on the record since 2010
Officerssales are open-market, Sep 30, 2025 to Sep 30, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Balkin Michael | Chief Executive Officer | Jul 2023 | Jun 10, 2026 | none |
| Trolio Daniel R. | Executive VP and CFO | Sep 2016 | Jun 10, 2026 | none |
| Seitz Paul G | Chief Investment Officer | Jun 2025 | Jun 10, 2026 | none |
Directorssales are open-market, Sep 30, 2025 to Sep 30, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Allison Thomas J. | director | Apr 2026 | Jun 11, 2026 | none |
| O'Connor Kimberley Ann | director | Mar 2023 | Jun 11, 2026 | none |
| Goodman Jonathan Joseph | director | Jul 2023 | Jun 10, 2026 | none |
Earlier names on the record7, newest filing first
Michaud Gerald A. · officer · last filing Dec 2024Savage Joseph J · director · last filing Nov 2024Dombrowski Lynn Denise Murray · officer · last filing Mar 2023Pomeroy Robert D. Jr. · officer · last filing Dec 2022Mahoney Edmund V. · director · last filing Sep 2022Sarsynski Elaine A · director · last filing Mar 2020Earle Diane · officer · last filing Feb 2020
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.