Horizon Technology Finance Corporation (HRZN)
Nasdaq: HRZN · Farmington, CT · filing with the SEC since 2010
Who owns Horizon Technology Finance Corporation
As filed with the SECHolders of 5% or more
0
No Schedule 13D or 13G naming this company is on file.
Directors and officers
6
report now, of 13 people on the record since 2010. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 0 named at left.
Holders of 5% or moreshare of the class, as filed
No holder of 5% or more is on file in a Schedule 13D or 13G naming this company.
What HRZN reports owning in othersstakes of 5% or more, and other ties
7 subsidiaries in 1 country, from the list filed with the 10-K filed Mar 3, 2026.
Insider tradesForm 4
0sales
7purchases
0sales on a scheduled plan
0people selling
$0sold, in dollars
$700,000bought, in dollars
Open-market trades on Form 4 from Sep 30, 2025 to Sep 30, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2026 runs to Sep 30, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window6 of 13 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| Allison Thomas J. | director | 0 | $0 | 0 | 2 | $100,000 |
| Balkin Michael | Chief Executive Officer | 0 | $0 | 0 | 1 | $400,000 |
| Trolio Daniel R. | Executive VP and CFO | 0 | $0 | 0 | 1 | $0 |
| Seitz Paul G | Chief Investment Officer | 0 | $0 | 0 | 1 | $0 |
| O'Connor Kimberley Ann | director | 0 | $0 | 0 | 1 | $0 |
| Goodman Jonathan Joseph | director | 0 | $0 | 0 | 1 | $0 |