Company Analysis

Hercules Capital, Inc. (HTGC)

NYSE: HTGC · San Mateo, CA · filing with the SEC since 2004
Grade5.6
◀ Past 6.3● Present 6.3▶ Future 4.0

Filings

393 filings since 2017 beside 638 insider forms · Large accelerated filer · read from EDGAR on Nov 13, 2026
Due nextLarge accelerated filer
10-K Annual report for the fiscal year ending Dec 31, 2026Large accelerated filers have 60 days after the fiscal year ends. by Mar 1, 2027
10-Q Quarterly report for the quarter ending Mar 31, 2027Large accelerated filers have 40 days after the quarter ends; quarter ends are taken to the month end. by May 10, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. Last time, the results release (8-K item 2.02) came 29 days after the quarter ended. The proxy statement was last filed Apr 23, 2026.

Filings a yearinsider forms included
1131041149298717289
20192020202120222023202420252026

2026 counts to Nov 13, 2026.

Officer or director change (8-K item 5.02): 2 times in the last 36 months, the newest Sep 17, 2026.SEC letters: 2 in the last 36 months, the newest Oct 28, 2024.
Insider forms 638

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Oct 29, 2026 8-K items 2.02, 8.01, 9.01 Results released; Other event · Current report Oct 27, 2026
Oct 29, 2026 10-Q Quarterly report Sep 30, 2026
Oct 8, 2026 8-K items 1.01, 2.03, 8.01, 9.01 Major agreement signed; New debt or obligation taken on; Other event · Current report Oct 5, 2026
Oct 6, 2026 424B2 Offering prospectus, notes or structured products
Oct 5, 2026 497AD Form 497AD
Oct 5, 2026 FWP Offering communication
Oct 5, 2026 424B2 Offering prospectus, notes or structured products
Sep 17, 2026 8-K items 5.02, 8.01, 9.01 Officer or director change; Other event · Current report
Jul 30, 2026 8-K items 2.02, 8.01, 9.01 Results released; Other event · Current report Jul 28, 2026
Jul 30, 2026 10-Q Quarterly report Jun 30, 2026
Jul 24, 2026 8-K items 1.01, 2.03, 8.01, 9.01 Major agreement signed; New debt or obligation taken on; Other event · Current report Jul 21, 2026
Jul 23, 2026 424B2 Offering prospectus, notes or structured products
Jul 21, 2026 8-K items 2.02, 8.01 Results released; Other event · Current report
Jul 21, 2026 497AD Form 497AD
Jul 21, 2026 FWP Offering communication
Jul 21, 2026 424B2 Offering prospectus, notes or structured products
Jun 26, 2026 S-8 Employee stock plan registration
Jun 18, 2026 8-K items 5.07, 9.01 Shareholder vote · Current report
Jun 16, 2026 497AD Form 497AD
May 5, 2026 8-K items 2.02, 8.01, 9.01 Results released; Other event · Current report Apr 30, 2026
May 5, 2026 10-Q Quarterly report Mar 31, 2026
May 4, 2026 DEFA14A Extra proxy material
May 4, 2026 8-K items 5.02, 9.01 Officer or director change · Current report Apr 29, 2026
Apr 23, 2026 DEFA14A Extra proxy material
Apr 23, 2026 DEF 14A Proxy statement Jun 18, 2026
Feb 27, 2026 ABS-15G Form ABS-15G Dec 31, 2025
Feb 12, 2026 8-K items 2.02, 8.01, 9.01 Results released; Other event · Current report Feb 10, 2026
Feb 12, 2026 10-K Annual report Dec 31, 2025
Feb 10, 2026 8-K items 1.01, 2.03, 8.01, 9.01 Major agreement signed; New debt or obligation taken on; Other event · Current report Feb 5, 2026
Feb 9, 2026 424B2 Offering prospectus, notes or structured products
Feb 5, 2026 FWP Offering communication
Feb 5, 2026 497AD Form 497AD
Feb 5, 2026 424B2 Offering prospectus, notes or structured products
Feb 4, 2026 497AD Form 497AD
Feb 3, 2026 8-K items 2.02, 8.01 Results released; Other event · Current report
Dec 17, 2025 40-17G Form 40-17G
Oct 30, 2025 8-K items 2.02, 8.01, 9.01 Results released; Other event · Current report Oct 28, 2025
Oct 30, 2025 10-Q Quarterly report Sep 30, 2025
Jul 31, 2025 8-K items 2.02, 8.01, 9.01 Results released; Other event · Current report Jul 29, 2025
Jul 31, 2025 10-Q Quarterly report Jun 30, 2025
40 of 393 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton HTGC · research, not advice