Hercules Capital, Inc. (HTGC)
NYSE: HTGC · San Mateo, CA · filing with the SEC since 2004
Grade5.6
◀ Past 6.3● Present 6.3▶ Future 4.0
Who runs Hercules Capital, Inc.
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Bluestein Scott
Chief Executive Officer. First filing Nov 2010, latest Oct 13, 2026, 6 filings in all.
Officers reporting now
5
of 13 people with a filing in the last fifteen months
Directors reporting now
8
26 people on the record since 2006
Officerssales are open-market, Oct 13, 2025 to Oct 13, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Bluestein Scott | Chief Executive Officer | Nov 2010 | Oct 13, 2026 | none |
| Meyer Seth H | President | Mar 2019 | Oct 13, 2026 | none |
| Follmann Christian | Chief Operating Officer | Feb 2022 | Oct 13, 2026 | none |
| Botelho Kiersten Zaza | Chief Legal Officer & CCO | Jan 2022 | Oct 13, 2026 | none |
| Olson Andrew | Chief Financial Officer | Dec 2014 | May 28, 2026 | none |
Directorssales are open-market, Oct 13, 2025 to Oct 13, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Fichera Alfred | director | Sep 2026 | Sep 21, 2026 | none |
| Badavas Robert P | director | Apr 2006 | Jun 23, 2026 | none |
| Aguirre Deanne | director | Jun 2022 | Mar 30, 2026 | none |
| Crowell Gayle A | director | Feb 2019 | Mar 30, 2026 | none |
| Fallon Thomas J | director | Jul 2014 | Mar 30, 2026 | none |
| Loo Wade | director | Jul 2021 | Mar 30, 2026 | none |
| Randhawa Paramjeet K | director | Nov 2021 | Mar 30, 2026 | none |
| Theodosopoulos Nikos | director | Sep 2023 | Mar 30, 2026 | none |
Earlier names on the record13, newest filing first
Koenig Bradford C. · director · last filing Nov 2022Grace Melanie · officer · last filing Sep 2021Ho Doreen Woo · director · last filing Aug 2021Foster Carol L · director · last filing May 2021Hoffman Joseph F · director · last filing May 2021Titinger Jorge · director · last filing May 2020Henriquez Manuel A · officer · last filing May 2019Waldt Gerard R Jr. · officer · last filing Aug 2018Woodward Allyn C Jr · director · last filing May 2018Lund David Michael · officer · last filing Nov 2017Harris Mark R · officer · last filing Oct 2017Lyons Susanne D · director · last filing Sep 2016Ferguson Rodney A · director · last filing Jan 2016
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.