Hercules Capital, Inc. (HTGC)
NYSE: HTGC · San Mateo, CA · filing with the SEC since 2004
Grade5.6
◀ Past 6.3● Present 6.3▶ Future 4.0
Who owns Hercules Capital, Inc.
As filed with the SECHolders of 5% or more
0
No Schedule 13D or 13G naming this company is on file.
Directors and officers
13
report now, of 26 people on the record since 2006. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 0 named at left.
Holders of 5% or moreshare of the class, as filed
Truist Financial Corporation
SCHEDULE 13G/A · filed Jul 8, 2025 · Domestic Preferreds · reported falling below 5%
What HTGC reports owning in othersstakes of 5% or more, and other ties
Other ties the annual report names
Adviser Subsidiary
An entity · legal entity, related party · owns, named in the 10-K filed Feb 12, 2026
Hercules Capital Four L P
An entity · legal entity · owns, named in the 10-K filed Feb 12, 2026
Hercules SBIC V, L.P.
An entity · legal entity · owns, named in the 10-K filed Feb 12, 2026
Black Crow AI Inc
An investee · investee · invested in, named in the 10-K filed Feb 12, 2026
Coronado Aesthetics L L C
An investee · investee · invested in, named in the 10-K filed Feb 12, 2026
Gibraltar Acquisition LLC
An investee · investee · invested in, named in the 10-K filed Feb 12, 2026
Hercules Adviser L L C
An investee · investee · invested in, named in the 10-K filed Feb 12, 2026
Phathom Pharmaceuticals Inc
An investee · investee · invested in, named in the 10-K filed Feb 12, 2026
32 subsidiaries in 2 countries, from the list filed with the 10-K filed Feb 12, 2026.
Insider tradesForm 4
0sales
25purchases
0sales on a scheduled plan
0people selling
$0sold, in dollars
$3.0Mbought, in dollars
Open-market trades on Form 4 from Oct 13, 2025 to Oct 13, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2026 runs to Oct 13, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window11 of 26 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| Fallon Thomas J | director | 0 | $0 | 0 | 4 | $900,000 |
| Badavas Robert P | director | 0 | $0 | 0 | 3 | $200,000 |
| Crowell Gayle A | director | 0 | $0 | 0 | 3 | $300,000 |
| Theodosopoulos Nikos | director | 0 | $0 | 0 | 3 | $200,000 |
| Bluestein Scott | Chief Executive Officer | 0 | $0 | 0 | 2 | $600,000 |
| Meyer Seth H | President | 0 | $0 | 0 | 2 | $300,000 |
| Follmann Christian | Chief Operating Officer | 0 | $0 | 0 | 2 | $100,000 |
| Loo Wade | director | 0 | $0 | 0 | 2 | $200,000 |
| Randhawa Paramjeet K | director | 0 | $0 | 0 | 2 | $100,000 |
| Botelho Kiersten Zaza | Chief Legal Officer & CCO | 0 | $0 | 0 | 1 | $0 |
| Aguirre Deanne | director | 0 | $0 | 0 | 1 | $100,000 |