Netcapital Inc. (NCPL)
Nasdaq: NCPL · Finance Services · Boston, MA · filing with the SEC since 2007
Filings
324 filings since 2017 beside 25 insider forms · Non-accelerated filer and smaller reporting company · read from EDGAR on Nov 13, 2026Due nextNon-accelerated filer and smaller reporting company
10-K
Annual report for the fiscal year ending Apr 30, 2026Non-accelerated filers and smaller reporting companies have 90 days after the fiscal year ends; no report for this period is on file, and a late-filing notice (Form NT 10-K) was filed Jul 29, 2026.
overdue since Jul 29, 2026
10-Q
Quarterly report for the quarter ending Jul 31, 2026Non-accelerated filers and smaller reporting companies have 45 days after the quarter ends; quarter ends are taken to the month end; no report for this period is on file.
overdue since Sep 14, 2026
A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. The proxy statement was last filed Aug 14, 2025.
Filings a yearinsider forms included
1515195564545236
2026 counts to Nov 13, 2026.
Listing warning from its exchange (8-K item 3.01): 8 times in the last 36 months, the newest Nov 9, 2026.Auditor change (8-K item 4.01): 2 times in the last 36 months, the newest Oct 14, 2026.Officer or director change (8-K item 5.02): 5 times in the last 36 months, the newest Sep 3, 2026.Warning not to rely on past financial statements (8-K item 4.02): 1 time in the last 36 months, the newest Aug 18, 2026.SEC letters: 18 in the last 36 months, the newest May 15, 2025.A late-filing notice, Form NT 10-K, filed Jul 29, 2026.A late-filing notice, Form NT 10-Q, filed Mar 17, 2026.A late-filing notice, Form NT 10-Q, filed Sep 15, 2025.A late-filing notice, Form NT 10-K, filed Jul 29, 2025.
Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.
FiledFormWhat it is, in plain wordsPeriodAsk
Oct 20, 2026
8-K items 1.01, 2.03, 3.02, 9.01
Major agreement signed; New debt or obligation taken on; Shares sold without registration · Current report
Oct 14, 2026
Oct 14, 2026
8-K items 3.01, 4.01, 9.01
Listing warning from its exchange; Auditor change · Current report
Oct 7, 2026
Aug 25, 2026
8-K items 5.02, 8.01, 9.01
Officer or director change; Other event · Current report
Aug 19, 2026
Aug 18, 2026
8-K items 4.01, 4.02, 9.01
Auditor change; Warning not to rely on past financial statements · Current report
Aug 12, 2026
Aug 10, 2026
8-K items 1.01, 3.01, 3.02, 7.01, 9.01
Major agreement signed; Listing warning from its exchange; Shares sold without registration; Investor disclosure (Regulation FD) · Current report
Aug 6, 2026
Jul 9, 2026
8-K items 1.01, 3.02, 9.01
Major agreement signed; Shares sold without registration · Current report
Jul 2, 2026
Jul 8, 2026
8-K items 1.01, 2.03, 3.02, 7.01, 9.01
Major agreement signed; New debt or obligation taken on; Shares sold without registration; Investor disclosure (Regulation FD) · Current report
Jul 2, 2026
Jun 16, 2026
8-K items 1.01, 2.03, 3.02, 9.01
Major agreement signed; New debt or obligation taken on; Shares sold without registration · Current report
Jun 10, 2026
Jun 10, 2026
8-K items 1.01, 2.03, 3.02, 9.01
Major agreement signed; New debt or obligation taken on; Shares sold without registration · Current report
Jun 5, 2026
Jun 10, 2026
8-K items 1.01, 2.03, 3.02, 9.01
Major agreement signed; New debt or obligation taken on; Shares sold without registration · Current report
Jun 4, 2026
May 28, 2026
8-K items 1.01, 3.02, 3.03, 9.01
Major agreement signed; Shares sold without registration; Change to shareholders' rights · Current report
May 22, 2026
May 18, 2026
8-K items 1.01, 2.03, 3.02, 9.01
Major agreement signed; New debt or obligation taken on; Shares sold without registration · Current report
May 12, 2026
May 1, 2026
8-K items 1.01, 2.03, 3.02, 9.01
Major agreement signed; New debt or obligation taken on; Shares sold without registration · Current report
Apr 26, 2026
Apr 16, 2026
8-K items 1.01, 5.02, 8.01, 9.01
Major agreement signed; Officer or director change; Other event · Current report
Apr 12, 2026
Jan 8, 2026
8-K items 1.01, 3.02, 8.01, 9.01
Major agreement signed; Shares sold without registration; Other event · Current report
Jan 2, 2026
Dec 9, 2025
8-K items 1.01, 3.02, 5.02, 8.01, 9.01
Major agreement signed; Shares sold without registration; Officer or director change; Other event · Current report
Dec 3, 2025
40 of 324 shown
Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.