Netcapital Inc. (NCPL)
Nasdaq: NCPL · Finance Services · Boston, MA · filing with the SEC since 2007
Who owns Netcapital Inc.
As filed with the SECHolders of 5% or more
5
Rivetz Corp. holds 12.1% of common stock, as its SCHEDULE 13G filed Apr 9, 2026 says.
Directors and officers
1
report now, of 9 people on the record since 2017. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 5 named at left.
Holders of 5% or moreshare of the class, as filed
Rivetz Corp.
SCHEDULE 13G · filed Apr 9, 2026 · common stock
GlobexUS Holdings, Corp.
SCHEDULE 13G · filed Dec 8, 2025 · Common Stock, Par Value $0.001 Per Share
Mitchell P. Kopin
SCHEDULE 13G/A · filed Nov 7, 2025 · Common stock, par value $0.001 per share · 7.1% in Jul 9, 2025
3i, LP
SCHEDULE 13G/A · filed May 8, 2026 · Common Stock, par value $0.001 per share · 7% in Feb 5, 2026
Jane Street Group, LLC
SCHEDULE 13G · filed Oct 16, 2026 · Common Stock, par value $0.001 per share
Lind Global Fund II LP
SCHEDULE 13G/A · filed May 15, 2025 · Common Stock, par value $0.001 per share · reported falling below 5%, from 9.9% in Feb 14, 2025
Strategic EP, LLC
SCHEDULE 13D/A · filed Dec 10, 2025 · Common stock, par value $0.001 per share · reported falling below 5%, from 6.9% in Dec 8, 2025
What NCPL reports owning in othersstakes of 5% or more, and other ties
Other ties the annual report names
H.C. Wainwright & Co., LLC
An entity · legal entity · owns, named in the 10-K filed Aug 12, 2025
Wainwright & Co., LLC
An entity · legal entity · owns, named in the 10-K filed Aug 12, 2025
Caesar Media Group Inc.
An investee · investee · invested in, named in the 10-K filed Aug 12, 2025
MSG Development Corp.
An investee · investee · invested in, named in the 10-K filed Aug 12, 2025
5 subsidiaries in 1 country, from the list filed with the 10-K filed Jul 29, 2024.
Insider tradesForm 4
0sales
0purchases
0sales on a scheduled plan
0people selling
$0sold, in dollars
$0bought, in dollars
Open-market trades on Form 4 from Sep 30, 2025 to Sep 30, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2024 runs to Sep 30, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window
No one on the roster filed an open-market trade in the window.