PennyMac Financial Services, Inc. (PFSI)
NYSE: PFSI · Mortgage Bankers & Loan Correspondents · Westlake Village, CA · filing with the SEC since 2018
Grade5.9
◀ Past 7.5● Present 5.7▶ Future 3.7
Who owns PennyMac Financial Services, Inc.
As filed with the SECHolders of 5% or more
1
T. Rowe Price Investment Management, Inc. holds 7.2% of COMMON STOCK, as its SCHEDULE 13G/A filed Nov 14, 2025 says.
Directors and officers
20
report now, of 39 people on the record since 2018. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 1 named at left.
Holders of 5% or moreshare of the class, as filed
T. Rowe Price Investment Management, Inc.
SCHEDULE 13G/A · filed Nov 14, 2025 · COMMON STOCK
Millennium Management LLC
SCHEDULE 13G · filed Apr 1, 2026 · Common Stock, par value $0.0001 per share · reported falling below 5%
Dimensional Fund Advisors LP
SCHEDULE 13G/A · filed Jan 23, 2025 · Common Stock · reported falling below 5%
The Vanguard Group
SCHEDULE 13G/A · filed Mar 27, 2026 · Common Stock · reported falling below 5%
What PFSI reports owning in othersstakes of 5% or more, and other ties
Other ties the annual report names
PennyMac Financial Services, Inc.
An entity · legal entity · owns, named in the 10-K filed Feb 20, 2026
5 subsidiaries in 1 country, from the list filed with the 10-K filed Feb 20, 2026.
Insider tradesForm 4
38sales
1purchases
33sales on a scheduled plan
5people selling
$16.7Msold, in dollars
$200,000bought, in dollars
Open-market trades on Form 4 from Nov 4, 2025 to Nov 4, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2026 runs to Nov 4, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window6 of 43 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| Spector David | Chairman & CEO | 25 | $7.7M | 25 | 0 | $0 |
| Jones Doug | Director, President & CMBO | 4 | $6.2M | 0 | 0 | $0 |
| Perotti Daniel Stanley | Chief Financial Officer | 4 | $1.6M | 4 | 0 | $0 |
| Hendry Gregory L | MD, Chief Accounting Officer | 3 | $900,000 | 2 | 0 | $0 |
| Stark Derek | Chief Legal Officer | 2 | $300,000 | 2 | 0 | $0 |
| Kinsella Patrick | director | 0 | $0 | 0 | 1 | $200,000 |