PennyMac Financial Services, Inc. (PFSI)
NYSE: PFSI · Mortgage Bankers & Loan Correspondents · Westlake Village, CA · filing with the SEC since 2018
Grade5.9
◀ Past 7.5● Present 5.7▶ Future 3.7
Who runs PennyMac Financial Services, Inc.
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Spector David
Chairman & CEO. First filing Mar 2019, latest Nov 4, 2026, 70 filings in all.
Officers reporting now
11
of 20 people with a filing in the last fifteen months
Directors reporting now
9
39 people on the record since 2018
Officerssales are open-market, Nov 4, 2025 to Nov 4, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Spector David | Chairman & CEO | Mar 2019 | Nov 4, 2026 | 25 · $7.7M |
| Hendry Gregory L | MD, Chief Accounting Officer | Mar 2019 | Jul 2, 2026 | 3 · $900,000 |
| Perotti Daniel Stanley | Chief Financial Officer | Jan 2021 | May 18, 2026 | 4 · $1.6M |
| Iyer Shiva | Chief Enterprise Risk Officer | Mar 2026 | Mar 25, 2026 | none |
| Sebring Marshall | Chief Investment Officer | Mar 2026 | Mar 25, 2026 | none |
| Jones Doug | Director, President & CMBO | Mar 2019 | Mar 3, 2026 | 4 · $6.2M |
| Elbaum Mark | Chief Capital Markets Officer | Feb 2025 | Mar 3, 2026 | none |
| Follette James | Chief Digital Officer | Apr 2022 | Mar 3, 2026 | none |
| Stark Derek | Chief Legal Officer | Apr 2021 | Mar 3, 2026 | 2 · $300,000 |
| Tidmore Abbie | Chief Revenue Officer | Feb 2025 | Mar 3, 2026 | none |
| Mccallion Anne | Chief Enterprise Ops Officer | Dec 2018 | Feb 13, 2026 | none |
Directorssales are open-market, Nov 4, 2025 to Nov 4, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Chandra Sunil | director | Sep 2024 | Nov 4, 2026 | none |
| Nanji Farhad | director | Nov 2018 | Nov 4, 2026 | none |
| To Tiffany | director | Jun 2026 | Jun 9, 2026 | none |
| Mazzella Joseph F | director | Nov 2018 | May 7, 2026 | none |
| Jacobson Jonathon S | director | Feb 2021 | Feb 13, 2026 | none |
| Kinsella Patrick | director | Mar 2019 | Feb 13, 2026 | none |
| Perlowitz Jeffrey A. | director | Feb 2019 | Feb 13, 2026 | none |
| Shalett Lisa M | director | Oct 2020 | Feb 13, 2026 | none |
| Tozer Theodore W | director | Mar 2019 | Feb 13, 2026 | none |
Earlier names on the record23, newest filing first
Bailey Steven Richard · officer · last filing Feb 2025White Donald J. · officer · last filing Feb 2025Hunt James K · director · last filing Aug 2024Chang William Herbert · officer · last filing Mar 2024Youssouf Emily Ann · director · last filing Mar 2024Fartaj Vandad · officer · last filing Mar 2023Demichele Michael · director · last filing Feb 2022Mfn Partners Gp, LLC · director · last filing Feb 2022Mfn Partners Management, LLC · director · last filing Feb 2022Mfn Partners Management, LP · director · last filing Feb 2022Mfn Partners, LP · director · last filing Feb 2022Kurland Family Investments, LLC · 10% owner · last filing Jun 2021Walker David M · officer · last filing Mar 2021Grogin Jeffrey · officer · last filing Mar 2021Chang Andrew S · officer · last filing Mar 2021Kurland Stanford L · officer · last filing Jan 2021Botein Matthew · director · last filing Jul 2020Blackrock Holdco 2, Inc. · director · last filing Feb 2020Blackrock Inc. · director · last filing Feb 2020Blackrock Financial Management Inc/de · 10% owner · last filing Feb 2020Blackrock Mortgage Ventures, LLC · 10% owner · last filing Feb 2020Hc Partners LLC · 10% owner · last filing Dec 2019Wiedman Mark · director · last filing Mar 2019
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.