Company Analysis

Stellus Capital Investment Corporation (SCM)

NYSE: SCM · Houston, TX · filing with the SEC since 2012
Grade4.7
◀ Past 4.1● Present 5.6▶ Future 4.1

Filings

228 filings since 2017 beside 55 insider forms · Accelerated filer · read from EDGAR on Nov 13, 2026
Due nextAccelerated filer
10-K Annual report for the fiscal year ending Dec 31, 2026Accelerated filers have 75 days after the fiscal year ends. by Mar 16, 2027
10-Q Quarterly report for the quarter ending Mar 31, 2027Accelerated filers have 40 days after the quarter ends; quarter ends are taken to the month end. by May 10, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. The proxy statement was last filed Apr 16, 2026.

Filings a yearinsider forms included
2836292511113721
20192020202120222023202420252026

2026 counts to Nov 13, 2026.

Auditor change (8-K item 4.01): 1 time in the last 36 months, the newest Apr 5, 2024.SEC letters: 4 in the last 36 months, the newest Aug 6, 2025.
Insider forms 55

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Nov 10, 2026 APP ORDR Form APP ORDR
Nov 9, 2026 10-Q Quarterly report Sep 30, 2026
Oct 14, 2026 APP NTC Form APP NTC
Oct 6, 2026 40-APP/A Form 40-APP/A
Aug 14, 2026 40-APP/A Form 40-APP/A
Aug 10, 2026 10-Q Quarterly report Jun 30, 2026
Jul 29, 2026 8-K items 2.02, 9.01 Results released · Current report
Jun 22, 2026 8-K items 1.01, 9.01 Major agreement signed · Current report
Jun 17, 2026 8-K item 5.07 Shareholder vote · Current report Jun 16, 2026
May 11, 2026 10-Q Quarterly report Mar 31, 2026
May 4, 2026 DEFA14A Extra proxy material
Apr 24, 2026 DEFA14A Extra proxy material
Apr 16, 2026 DEF 14A Proxy statement Jun 16, 2026
Mar 27, 2026 PRE 14A Preliminary proxy statement Jun 16, 2026
Mar 11, 2026 10-K Annual report Dec 31, 2025
Feb 5, 2026 8-K items 8.01, 9.01 Other event · Current report
Dec 23, 2025 40-17G Form 40-17G
Nov 24, 2025 N-23C-2 Form N-23C-2
Nov 24, 2025 8-K items 8.01, 9.01 Other event · Current report
Nov 10, 2025 10-Q Quarterly report Sep 30, 2025
Sep 26, 2025 8-K items 1.01, 2.03, 9.01 Major agreement signed; New debt or obligation taken on · Current report Sep 22, 2025
Sep 23, 2025 424B2 Offering prospectus, notes or structured products
Sep 23, 2025 497AD Form 497AD
Sep 23, 2025 FWP Offering communication
Sep 22, 2025 424B2 Offering prospectus, notes or structured products
Sep 22, 2025 305B2 Form 305B2
Sep 15, 2025 8-K items 1.01, 2.03, 9.01 Major agreement signed; New debt or obligation taken on · Current report Sep 11, 2025
Sep 10, 2025 8-K items 1.01, 9.01 Major agreement signed · Current report Sep 9, 2025
Sep 9, 2025 424B2 Offering prospectus, notes or structured products
Aug 28, 2025 N-23C-2 Form N-23C-2
Aug 28, 2025 8-K items 8.01, 9.01 Other event · Current report
Aug 6, 2025 EFFECT Registration effective
Aug 6, 2025 10-Q Quarterly report Jun 30, 2025
Aug 6, 2025 CORRESP Reply to the SEC
Aug 4, 2025 CORRESP Reply to the SEC
Aug 4, 2025 N-2/A Form N-2/A
Jun 23, 2025 N-2 Form N-2
Jun 20, 2025 8-K item 5.07 Shareholder vote · Current report Jun 17, 2025
May 12, 2025 10-Q Quarterly report Mar 31, 2025
May 7, 2025 40-APP/A Form 40-APP/A
40 of 228 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton SCM · research, not advice