Stellus Capital Investment Corporation (SCM)
NYSE: SCM · Houston, TX · filing with the SEC since 2012
Grade4.7
◀ Past 4.1● Present 5.6▶ Future 4.1
Who owns Stellus Capital Investment Corporation
As filed with the SECHolders of 5% or more
0
No Schedule 13D or 13G naming this company is on file.
Directors and officers
4
report now, of 6 people on the record since 2012. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 0 named at left.
Holders of 5% or moreshare of the class, as filed
No holder of 5% or more is on file in a Schedule 13D or 13G naming this company.
What SCM reports owning in othersstakes of 5% or more, and other ties
Other ties the annual report names
SBIC II subsidiary
An entity · consolidated entity · owns, named in the 10-K filed Mar 11, 2026
SBIC Subsidiary
An entity · consolidated entity · owns, named in the 10-K filed Mar 11, 2026
SBIC Subsidiary II
An entity · consolidated entity · owns, named in the 10-K filed Mar 11, 2026
Insider tradesForm 4
0sales
11purchases
0sales on a scheduled plan
0people selling
$0sold, in dollars
$900,000bought, in dollars
Open-market trades on Form 4 from Sep 30, 2025 to Sep 30, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2026 runs to Sep 30, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window4 of 6 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| Arnoult J Tim | director | 0 | $0 | 0 | 4 | $100,000 |
| Bilger Bruce R | director | 0 | $0 | 0 | 4 | $400,000 |
| Ladd Robert T. | President and CEO | 0 | $0 | 0 | 2 | $300,000 |
| Huskinson W. Todd | CFO and CCO | 0 | $0 | 0 | 1 | $100,000 |