Company Analysis

TOP Financial Group Limited (TOP)

Nasdaq: TOP · Security & Commodity Brokers, Dealers, Exchanges & Services · Singapore · filing with the SEC since 2021
Grade4.3
◀ Past 2.3● Present 2.7▶ Future 7.1
1 est.

Filings

124 filings since 2017 beside 8 insider forms · and emerging growth company · read from EDGAR on Nov 13, 2026
Due next and emerging growth company
10-Q Quarterly report for the quarter ending Dec 31, 2026Non-accelerated filers and smaller reporting companies have 45 days after the quarter ends; quarter ends are taken to the month end. by Feb 14, 2027
10-K Annual report for the fiscal year ending Mar 31, 2027Non-accelerated filers and smaller reporting companies have 90 days after the fiscal year ends. by Jun 29, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files.

Filings a yearinsider forms included
18272681439
202120222023202420252026

2026 counts to Nov 13, 2026.

Officer or director change (8-K item 5.02): 3 times in the last 36 months, the newest Oct 9, 2026.SEC letters: 4 in the last 36 months, the newest Apr 4, 2025.A late-filing notice, Form NT 10-Q, filed Aug 17, 2026.A late-filing notice, Form NT 10-K, filed Jun 30, 2026.A late-filing notice, Form NT 20-F, filed Jul 31, 2025.
Insider forms 8

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Nov 3, 2026 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report
Oct 28, 2026 10-Q Quarterly report Sep 30, 2026
Oct 16, 2026 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report
Oct 14, 2026 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report
Oct 9, 2026 8-K items 5.02, 9.01 Officer or director change · Current report Oct 8, 2026
Oct 8, 2026 EFFECT Registration effective
Oct 8, 2026 424B3 Shelf offering
Oct 1, 2026 F-1 Listing registration, foreign filer
Sep 29, 2026 8-K items 5.02, 9.01 Officer or director change · Current report Sep 25, 2026
Sep 21, 2026 8-K item 5.02 Officer or director change · Current report
Sep 18, 2026 DRS Draft registration, confidential
Sep 4, 2026 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report
Aug 17, 2026 10-Q Quarterly report Jun 30, 2026
Aug 17, 2026 NT 10-Q Late quarterly report notice Jun 30, 2026
Aug 4, 2026 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report Jul 31, 2026
Jul 31, 2026 8-K items 3.03, 5.03, 9.01 Change to shareholders' rights; Charter, bylaw or fiscal-year change · Current report Jul 30, 2026
Jul 30, 2026 SCHEDULE 13D Activist holder notice
Jul 23, 2026 8-K items 8.01, 9.01 Other event · Current report Jul 21, 2026
Jul 20, 2026 8-K items 1.01, 3.02, 9.01 Major agreement signed; Shares sold without registration · Current report Jul 19, 2026
Jul 13, 2026 8-K items 3.02, 7.01, 9.01 Shares sold without registration; Investor disclosure (Regulation FD) · Current report Jul 9, 2026
Jul 7, 2026 10-K Annual report Mar 31, 2026
Jun 30, 2026 NT 10-K Late annual report notice Mar 31, 2026
Jun 23, 2026 6-K Interim report, foreign filer
Jun 23, 2026 424B5 Shelf offering
Jun 22, 2026 6-K Interim report, foreign filer
May 29, 2026 6-K Interim report, foreign filer
May 12, 2026 6-K Interim report, foreign filer
May 11, 2026 6-K Interim report, foreign filer
May 4, 2026 6-K Interim report, foreign filer
Mar 26, 2026 6-K Interim report, foreign filer
Jan 20, 2026 6-K Interim report, foreign filer Sep 30, 2025
Aug 25, 2025 6-K Interim report, foreign filer
Aug 13, 2025 20-F Annual report, foreign filer Mar 31, 2025
Jul 31, 2025 NT 20-F Late annual report notice, foreign filer Mar 31, 2025
Jul 21, 2025 6-K Interim report, foreign filer
Jun 25, 2025 6-K Interim report, foreign filer
Jun 12, 2025 6-K Interim report, foreign filer
May 5, 2025 EFFECT Registration effective
Apr 30, 2025 POS AM Registration amended after taking effect
Apr 4, 2025 CORRESP Reply to the SEC
40 of 124 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton TOP · research, not advice