Company Analysis

TOP Financial Group Limited (TOP)

Nasdaq: TOP · Security & Commodity Brokers, Dealers, Exchanges & Services · Singapore · filing with the SEC since 2021
Grade4.3
◀ Past 2.3● Present 2.7▶ Future 7.1
1 est.

Who owns TOP Financial Group Limited

As filed with the SEC
Holders of 5% or more
1
Junli Yang holds 17.1% of Class A Ordinary Shares, as its SCHEDULE 13D filed Jul 30, 2026 says.
Directors and officers
7
report now, of 7 people on the record since 2026. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 1 named at left.
Holders of 5% or moreshare of the class, as filed
Junli Yang
SCHEDULE 13D · filed Jul 30, 2026 · Class A Ordinary Shares
17.1%
What TOP reports owning in othersstakes of 5% or more, and other ties

23 subsidiaries in 5 countries, from the list filed with the 10-K filed Jul 7, 2026.

Insider tradesForm 4
0sales
0purchases
0sales on a scheduled plan
0people selling
$0sold, in dollars
$0bought, in dollars
Open-market trades on Form 4 from Sep 30, 2025 to Sep 30, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
No open-market trade is on the record for these years.
Dollars as filed, summed by the transaction date.
People who traded in the window
No one on the roster filed an open-market trade in the window.
SI Assistanton TOP · research, not advice