TOP Financial Group Limited (TOP)
Nasdaq: TOP · Security & Commodity Brokers, Dealers, Exchanges & Services · Singapore · filing with the SEC since 2021
Who runs TOP Financial Group Limited
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Yuen Ka Fai
Director & CEO. First filing Jul 2026, latest Jul 31, 2026, 0 filings in all.
Officers reporting now
4
of 7 people with a filing in the last fifteen months
Directors reporting now
3
7 people on the record since 2026
Officerssales are open-market, Sep 30, 2025 to Sep 30, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Yuen Ka Fai | Director & CEO | Jul 2026 | Jul 31, 2026 | none |
| Yang Junli | DIRECTOR & CHAIRWOMAN | Jul 2026 | Jul 31, 2026 | none |
| Lo Yung Yung | CFO | Jul 2026 | Jul 31, 2026 | none |
| Tam Jennifer Hoi Ling | COO | Jul 2026 | Jul 31, 2026 | none |
Directorssales are open-market, Sep 30, 2025 to Sep 30, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Cai Mei | director | Jul 2026 | Jul 31, 2026 | none |
| Chan Anthony S. | director | Jul 2026 | Jul 31, 2026 | none |
| Ng Mau Chung | director | Jul 2026 | Jul 31, 2026 | none |
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.