Upstart Holdings, Inc. (UPST)
Nasdaq: UPST · Finance Services · San Mateo, CA · filing with the SEC since 2015
Who owns Upstart Holdings, Inc.
As filed with the SECHolders of 5% or more
0
No Schedule 13D or 13G naming this company is on file.
Directors and officers
12
report now, of 18 people on the record since 2020. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 0 named at left.
Holders of 5% or moreshare of the class, as filed
D. E. Shaw & Co., L.P.
SCHEDULE 13G/A · filed Feb 14, 2025 · Common Stock, par value $0.0001 per share · reported falling below 5%, from 5% in Jan 8, 2025
Citadel Securities GP LLC
SCHEDULE 13G · filed Oct 9, 2025 · Common Stock, par value $0.0001 per share (the "Shares") · reported falling below 5%
G1 Execution Services, LLC
SCHEDULE 13G/A · filed Feb 13, 2026 · Common Stock, $0.0001 par value per share · reported falling below 5%, from 5.7% in Nov 13, 2025
Jericho Capital Asset Management L.P.
SCHEDULE 13G/A · filed Jul 13, 2026 · Common Stock, par value $0.0001 per share · reported falling below 5%, from 5.2% in Feb 17, 2026
The Vanguard Group
SCHEDULE 13G/A · filed Mar 27, 2026 · Common Stock · reported falling below 5%
What UPST reports owning in othersstakes of 5% or more, and other ties
3 subsidiaries in 1 country, from the list filed with the 10-K filed Feb 10, 2026.
Insider tradesForm 4
38sales
4purchases
12sales on a scheduled plan
5people selling
$7.4Msold, in dollars
$7.7Mbought, in dollars
Open-market trades on Form 4 from Nov 12, 2025 to Nov 12, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2026 runs to Nov 12, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window7 of 20 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| Datta Sanjay | President, Capital& Enterprise | 11 | $5.3M | 0 | 0 | $0 |
| Darling Scott | Chief Legal Officer | 11 | $1.4M | 4 | 0 | $0 |
| Blankmeyer Andrea | Chief Financial Officer | 5 | $500,000 | 2 | 0 | $0 |
| Mirgorodskaya Natalia | See Remarks | 10 | $200,000 | 5 | 0 | $0 |
| Cooper Kerry Whorton | director | 1 | $100,000 | 1 | 0 | $0 |
| Gu Paul | Chief Executive Officer | 0 | $0 | 0 | 2 | $2.7M |
| Girouard Dave | Chief Executive Officer | 0 | $0 | 0 | 2 | $5.0M |