Capital One Financial (COF)
NYSE: COF · National Commercial Banks · Mclean, VA · filing with the SEC since 1995
Grade5.3
◀ Past 4.9● Present 5.0▶ Future 6.2
Who owns Capital One Financial
As filed with the SECHolders of 5% or more
1
Vanguard Capital Management holds 7.51% of Common Stock, as its SCHEDULE 13G filed Apr 29, 2026 says.
Directors and officers
28
report now, of 50 people on the record since 2006. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 1 named at left.
Holders of 5% or moreshare of the class, as filed
Vanguard Capital Management
SCHEDULE 13G · filed Apr 29, 2026 · Common Stock
The Vanguard Group
SCHEDULE 13G/A · filed Mar 26, 2026 · Common Stock · reported falling below 5%
What COF reports owning in othersstakes of 5% or more, and other ties
Other ties the annual report names
Discover
A company bought · acquisition, legal entity · May 2025 · owns, named in the 10-K filed Feb 19, 2026
1 subsidiary in 1 country, from the list filed with the 10-K filed Feb 19, 2026. Its Form 13F-HR for Mar 31, 2022 lists 91 holdings. The record carries no value for them.
Insider tradesForm 4
72sales
0purchases
70sales on a scheduled plan
13people selling
$71.8Msold, in dollars
$0bought, in dollars
Open-market trades on Form 4 from Nov 12, 2025 to Nov 12, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2026 runs to Nov 12, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window13 of 50 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| Fairbank Richard D | Chairman and CEO | 17 | $37.0M | 17 | 0 | $0 |
| Blinde Neal | President, Commercial Banking | 8 | $7.3M | 8 | 0 | $0 |
| Raghu Ravi | Pres, Software, Intl & Sm Bus | 5 | $5.4M | 5 | 0 | $0 |
| Cooper Matthew W | General Counsel & Corp Secy | 8 | $5.2M | 8 | 0 | $0 |
| Dean Lia | Pres, Banking & Prem. Products | 9 | $4.5M | 9 | 0 | $0 |
| Laprade,iii Frank G. | Chief Enterprise Srvcs Officer | 2 | $4.0M | 2 | 0 | $0 |
| Karam Celia | Pres, Retail Bank | 10 | $3.7M | 10 | 0 | $0 |
| Mouadeb Mark Daniel | President, Card | 6 | $1.3M | 6 | 0 | $0 |
| Zamsky Michael | Chief Credit & Fin'l Risk Off. | 1 | $1.2M | 0 | 0 | $0 |
| Hanson Jason P. | Pres.- Global Payment Network | 1 | $800,000 | 1 | 0 | $0 |
| Golden Timothy P | SVP, Chief Accounting Officer | 1 | $700,000 | 0 | 0 | $0 |
| Raskind Peter E | director | 2 | $600,000 | 2 | 0 | $0 |
| Haggerty Kaitlin | Chief Human Resources Officer | 2 | $300,000 | 2 | 0 | $0 |