Capital One Financial (COF)
NYSE: COF · National Commercial Banks · Mclean, VA · filing with the SEC since 1995
Grade5.3
◀ Past 4.9● Present 5.0▶ Future 6.2
Who runs Capital One Financial
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Fairbank Richard D
Chairman and CEO. First filing Feb 2006, latest Nov 6, 2026, 47 filings in all.
Officers reporting now
16
of 28 people with a filing in the last fifteen months
Directors reporting now
12
50 people on the record since 2006
Officerssales are open-market, Nov 12, 2025 to Nov 12, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Fairbank Richard D | Chairman and CEO | Feb 2006 | Nov 6, 2026 | 17 · $37.0M |
| Dean Lia | Pres, Banking & Prem. Products | Jun 2018 | Oct 19, 2026 | 9 · $4.5M |
| Karam Celia | Pres, Retail Bank | Jun 2018 | Oct 19, 2026 | 10 · $3.7M |
| Cooper Matthew W | General Counsel & Corp Secy | Feb 2018 | Oct 7, 2026 | 8 · $5.2M |
| Mouadeb Mark Daniel | President, Card | Jul 2022 | Aug 17, 2026 | 6 · $1.3M |
| Zamsky Michael | Chief Credit & Fin'l Risk Off. | Jul 2022 | Aug 11, 2026 | 1 · $1.2M |
| Raghu Ravi | Pres, Software, Intl & Sm Bus | Jul 2022 | Aug 10, 2026 | 5 · $5.4M |
| Hanson Jason P. | Pres.- Global Payment Network | May 2025 | Aug 4, 2026 | 1 · $800,000 |
| Golden Timothy P | SVP, Chief Accounting Officer | May 2017 | Jul 30, 2026 | 1 · $700,000 |
| Haggerty Kaitlin | Chief Human Resources Officer | Feb 2022 | May 14, 2026 | 2 · $300,000 |
| Laprade,iii Frank G. | Chief Enterprise Srvcs Officer | Aug 2010 | Apr 9, 2026 | 2 · $4.0M |
| Blinde Neal | President, Commercial Banking | Jan 2022 | Mar 11, 2026 | 8 · $7.3M |
| Sanjiv Yajnik | President, Financial Services | Jun 2009 | Mar 11, 2026 | none |
| Young Andrew M | Chief Financial Officer | Jan 2021 | Mar 11, 2026 | none |
| Alexander Robert M. | Chief Information Officer | Feb 2008 | Mar 11, 2026 | none |
| West Kara | Chief Enterprise Risk Officer | Jul 2022 | Mar 11, 2026 | none |
Directorssales are open-market, Nov 12, 2025 to Nov 12, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Raskind Peter E | director | Feb 2012 | Nov 12, 2026 | 2 · $600,000 |
| Archibong Ime | director | Feb 2021 | May 12, 2026 | none |
| Detrick Christine Rose | director | Nov 2021 | May 12, 2026 | none |
| Harford Suni P | director | Apr 2024 | May 12, 2026 | none |
| Killalea Peter Thomas | director | Feb 2016 | May 12, 2026 | none |
| Leenaars Cornelis Paj | director | May 2012 | May 12, 2026 | none |
| Locoh-Donou Francois | director | Mar 2019 | May 12, 2026 | none |
| Serra Eileen | director | Feb 2020 | May 12, 2026 | none |
| Shattuck Mayo A III | director | May 2006 | May 12, 2026 | none |
| Shepherd Michael | director | May 2025 | May 12, 2026 | none |
| Williams Craig A. | director | Feb 2021 | May 12, 2026 | none |
| Wong Jennifer L. | director | May 2025 | May 12, 2026 | none |
Earlier names on the record22, newest filing first
Maheras Thomas G · director · last filing May 2025Hackett Ann F · director · last filing May 2025Borgmann Kevin S. · officer · last filing Aug 2024Hall Sheldon · officer · last filing Mar 2024Warner Bradford H · director · last filing May 2023West Catherine · officer · last filing May 2022Wassmer Michael J · officer · last filing Apr 2022Slocum Michael · officer · last filing Feb 2022Berson Jory A · officer · last filing Feb 2022Finneran John G Jr · officer · last filing Feb 2022Blackley Richard Scott · officer · last filing Mar 2021Chennapragada Aparna · director · last filing May 2020Leroy Pierre E · director · last filing May 2020Santos Kleber · officer · last filing Mar 2020Newkirk Christopher T · officer · last filing Mar 2020Hay Lewis III · director · last filing Jul 2018Jenkins Benjamin P III · director · last filing May 2018Eder Noelle K · officer · last filing Mar 2018Witter Jonathan W. · officer · last filing Mar 2017Crawford Stephen S · officer · last filing Mar 2017Gross Patrick W · director · last filing Feb 2017Schneider Ryan M. · officer · last filing Mar 2016
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.