Prudential Financial, Inc. (PRU)
NYSE: PRU · Life Insurance · Newark, NJ · filing with the SEC since 2001
Grade4.0
◀ Past 3.6● Present 4.4▶ Future 4.1
Who owns Prudential Financial, Inc.
As filed with the SECHolders of 5% or more
1
Vanguard Capital Management holds 7.51% of Common Stock, as its SCHEDULE 13G filed Apr 30, 2026 says.
Directors and officers
21
report now, of 45 people on the record since 2006. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 1 named at left.
Holders of 5% or moreshare of the class, as filed
Vanguard Capital Management
SCHEDULE 13G · filed Apr 30, 2026 · Common Stock
The Vanguard Group
SCHEDULE 13G/A · filed Mar 27, 2026 · Common Stock · reported falling below 5%
What PRU reports owning in othersstakes of 5% or more, and other ties
Tortoise Energy Infrastructure Corp. TYG
SCHEDULE 13G · filed Aug 6, 2026 · Mandatory Redeemable Preferred Stock
FrontView REIT, Inc. FVR
SCHEDULE 13G/A · filed Jul 8, 2026 · Common
Cabaletta Bio, Inc. CABA
SCHEDULE 13G/A · filed Jun 5, 2026 · Common Stock
Neurogene Inc. NGNE
SCHEDULE 13G · filed Oct 7, 2026 · Common
Summit Hotel Properties, Inc. INN
SCHEDULE 13G/A · filed Jul 8, 2026 · Common
Heritage Financial Corporation HFWA
SCHEDULE 13G/A · filed May 15, 2025 · Common
LendingTree, Inc. TREE
SCHEDULE 13G · filed May 8, 2026 · Common
Palvella Therapeutics, Inc. PVLA
SCHEDULE 13G · filed Aug 10, 2026 · Common
Great Lakes Dredge & Dock CORP
SCHEDULE 13G/A · filed Nov 7, 2025 · Common
Acadian Asset Management Inc. AAMI
SCHEDULE 13G/A · filed Aug 10, 2026 · Common · reported falling below 5%
The other 18
SmartStop Self Storage REIT, Inc.
SCHEDULE 13G/A · filed May 8, 2026 · reported falling below 5%
Tarsus Pharmaceuticals, Inc.
SCHEDULE 13G/A · filed May 8, 2026 · reported falling below 5%
Arcutis Biotherapeutics, Inc.
SCHEDULE 13G/A · filed May 8, 2026 · reported falling below 5%
Adecoagro S.A.
SCHEDULE 13G/A · filed May 15, 2025 · reported falling below 5%
Plymouth Industrial REIT, Inc.
SCHEDULE 13G/A · filed Feb 13, 2026 · reported falling below 5%
Shift4 Payments, Inc.
SCHEDULE 13G/A · filed Feb 13, 2025 · reported falling below 5%
Bridge Investment Group Holdings Inc.
SCHEDULE 13G/A · filed May 15, 2025 · reported falling below 5%
National Healthcare Properties, Inc.
SCHEDULE 13G/A · filed Oct 7, 2026 · reported falling below 5%
MidWestOne Financial Group, Inc.
SCHEDULE 13G/A · filed Feb 13, 2026 · reported falling below 5%
Chiron Real Estate Inc.
SCHEDULE 13G/A · filed Nov 14, 2025 · reported falling below 5%
NetSTREIT Corp.
SCHEDULE 13G/A · filed May 8, 2026 · reported falling below 5%
National Storage Affiliates Trust
SCHEDULE 13G/A · filed May 8, 2026 · reported falling below 5%
Great Lakes Dredge & Dock Co
SCHEDULE 13G/A · filed May 8, 2026 · reported falling below 5%
Riskified Ltd.
SCHEDULE 13G/A · filed May 8, 2026 · reported falling below 5%
Veris Residential, Inc.
SCHEDULE 13G/A · filed May 8, 2026 · reported falling below 5%
CAVA Group, Inc.
SCHEDULE 13G/A · filed Nov 7, 2025 · reported falling below 5%
Phathom Pharmaceuticals, Inc.
SCHEDULE 13G/A · filed Jun 6, 2025 · reported falling below 5%
ClearBridge MLP & Midstream Total Return Fund Inc.
SCHEDULE 13G/A · filed Oct 7, 2024 · reported falling below 5%
570 subsidiaries in 29 countries, from the list filed with the 10-K filed Feb 12, 2026. Its Form 13F-HR for Jun 30, 2026 lists 2,485 holdings. The record carries no value for them.
Insider tradesForm 4
13sales
3purchases
0sales on a scheduled plan
5people selling
$5.1Msold, in dollars
$200,000bought, in dollars
Open-market trades on Form 4 from Nov 10, 2025 to Nov 10, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2026 runs to Nov 10, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window10 of 48 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| Prudential Insurance Co Of America | 10% owner | 1 | $9.3M | 0 | 0 | $0 |
| Lowrey Charles F | Chairman of the Board | 1 | $5.2M | 0 | 0 | $0 |
| Kappler Ann M | EVP and General Counsel | 4 | $2.7M | 0 | 0 | $0 |
| Schmidt Timothy L | Senior Vice President | 1 | $900,000 | 0 | 0 | $0 |
| Feeney Caroline | Executive Vice President | 4 | $800,000 | 0 | 0 | $0 |
| Sullivan Andrew F | Chief Executive Officer | 2 | $400,000 | 0 | 0 | $0 |
| Boyle Robert E | Senior Vice President | 2 | $300,000 | 0 | 0 | $0 |
| Chappuis Jacques | Executive Vice President | 0 | $0 | 0 | 1 | $100,000 |
| Stoddard Thomas D | director | 0 | $0 | 0 | 1 | $0 |
| Wolk Joseph J | director | 0 | $0 | 0 | 1 | $0 |