Prudential Financial, Inc. (PRU)
NYSE: PRU · Life Insurance · Newark, NJ · filing with the SEC since 2001
Grade4.0
◀ Past 3.6● Present 4.4▶ Future 4.1
Who runs Prudential Financial, Inc.
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Sullivan Andrew F
Chief Executive Officer. First filing Dec 2019, latest Nov 10, 2026, 13 filings in all.
Officers reporting now
11
of 21 people with a filing in the last fifteen months
Directors reporting now
10
45 people on the record since 2006
Officerssales are open-market, Nov 10, 2025 to Nov 10, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Sullivan Andrew F | Chief Executive Officer | Dec 2019 | Nov 10, 2026 | 2 · $400,000 |
| Boyle Robert E | Senior Vice President | Apr 2025 | Nov 10, 2026 | 2 · $300,000 |
| Kappler Ann M | EVP and General Counsel | Sep 2020 | Nov 10, 2026 | 4 · $2.7M |
| Waldeck George P Jr. | Executive Vice President | Feb 2026 | Nov 3, 2026 | none |
| Chappuis Jacques | Executive Vice President | Apr 2025 | May 4, 2026 | none |
| Lowrey Charles F | Chairman of the Board | Feb 2011 | Mar 3, 2026 | 1 · $5.2M |
| Case Scott | Executive Vice President | Nov 2024 | Mar 3, 2026 | none |
| Schmidt Timothy L | Senior Vice President | Dec 2018 | Mar 3, 2026 | 1 · $900,000 |
| Walia Vicki | Executive Vice President | Apr 2025 | Mar 3, 2026 | none |
| Frias Yanela | EVP and CFO | Mar 2024 | Mar 3, 2026 | none |
| Feeney Caroline | Executive Vice President | Jan 2023 | Feb 11, 2026 | 4 · $800,000 |
Directorssales are open-market, Nov 10, 2025 to Nov 10, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Casellas Gilbert F | director | Jan 2006 | Sep 14, 2026 | none |
| Di Sibio Carmine | director | Jul 2024 | Sep 14, 2026 | none |
| Hundmejean Martina | director | Oct 2010 | Sep 14, 2026 | none |
| Jones Wendy Elizabeth | director | Jan 2021 | Sep 14, 2026 | none |
| Mannen Maryann T. | director | May 2026 | Sep 14, 2026 | none |
| Pianalto Sandra | director | Jul 2015 | Sep 14, 2026 | none |
| Poon Christine A | director | Sep 2006 | Sep 14, 2026 | none |
| Stoddard Thomas D | director | Jul 2025 | Sep 14, 2026 | none |
| Todman Michael | director | Mar 2016 | Sep 14, 2026 | none |
| Wolk Joseph J | director | Oct 2025 | Sep 14, 2026 | none |
Owners of more than 10% of a classsales are open-market, Nov 10, 2025 to Nov 10, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Pruco Life Insurance Co | 10% owner | May 2026 | Oct 30, 2026 | none |
| Prudential Financial Inc | 10% owner | May 2026 | Oct 30, 2026 | none |
| Prudential Insurance Co Of America | 10% owner | May 2026 | Oct 30, 2026 | 1 · $9.3M |
Earlier names on the record24, newest filing first
Scovanner Douglas A · director · last filing May 2025Axel Robert · officer · last filing Mar 2025Murphy Kathleen · director · last filing Mar 2025Falzon Robert · officer · last filing Mar 2025Alziari Lucien · officer · last filing Mar 2025Goodman Stacey · officer · last filing Mar 2024Tanji Kenneth · officer · last filing Mar 2024Krapek Karl J · director · last filing May 2023Lighte Peter R · director · last filing Mar 2023Baltimore Thomas J Jr · director · last filing Mar 2023Woods Candace · officer · last filing Mar 2023Sleyster Scott · officer · last filing Dec 2022Paz George · director · last filing Sep 2022Silitch Nicholas C · officer · last filing Mar 2022Harris Timothy P · officer · last filing Feb 2020Pelletier Stephen · officer · last filing Sep 2019Strangfeld John R Jr · officer · last filing Mar 2019Grier Mark B · officer · last filing Feb 2019Koster Barbara · officer · last filing Feb 2019Cullen James · director · last filing May 2017Lambert Richard F · officer · last filing Feb 2017Taylor Sharon C · officer · last filing Feb 2017Bethune Gordon M · director · last filing May 2016Horner Constance J · director · last filing May 2016
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.